【精编】金融证券.docx

金融证券篇一：证券买卖金融术语中英对照平安港safeharbor按揭贷款发放者mortgageloanoriginator按揭贷款基准组合benchmarkmortgagepool按揭证券mortgage-backedsecurities按金margin按金比例marginratio按金对销marginoffset按金间距margininterval按金减免marginrelief按金买卖margintrading按盘价nominalprice按市价计值/按市值计价marktomarket/mark-to-market暗池买卖*；黑池买卖darkpool暗盘价greymarketprice澳洲证券及投资监察委员会（澳洲证监会）AustralianSecuritiesandInvestmentsCommission(ASIC)澳洲证券买卖所AustralianStockExchange(ASX)巴塞尔协议BaselConcordat巴塞尔协议BaselAgreement巴塞尔银行监管委员会(巴塞尔委员会)BaselCommitteeonBankingSupervision(BaselCommittee)巴西证券期货买卖所BMamp;FBovespa办公室后勤/后勤运作系统back-officesystem办公室前线系统front-officesystem包销underwrite包销承担净值netunderwritingcommitment包销商underwriter包销银团underwritingsyndicate保本产品capitalpreservationproduct保本信托基金guaranteedunittrust保本证CapitalProtectedInstrument(CPI)保单贴现viaticalsettlements保管人custodian「保护偿付」规那么[期权]Payout-ProtectionRule[options]保荐经纪sponsoringbroker保荐人sponsor《保荐人标准守那么》ModelCodeforSponsors《保荐人及独立财务参谋的操守准那么》CodeofConductforSponsorsandIndependentFinancialAdvisers《保荐人声明》Sponsor’sDeclaration保存意见qualifiedopinion保险业监理处OfficeoftheCommissionerofInsurance保险业监理专员CommissionerofInsurance保障安排securityarrangement《保障投资者条例》ProtectionofInvestorsOrdinance保证warranty保证基金GuaranteeFund保证金margin保证金保险范围比率margincoverageratio保证金价值marginvalue保证金借贷活动marginfinancing保证金客户marginclient保证金融资marginfinancing保证金证券买卖户口MarginSecuritiesTradingAccount保证人guarantor保值公债[中国内地]PublicDebt(Inflation-LinkedSubsidy)Treasury[MainlandChina]报价quote报价规那么quotationrules报价券商*quotationbroker报价委托*quotationorder报价系统[期货]PriceReportingSystem(PRS)[futures]报价要求quoterequest;requestforquote(RFQ)北京产权买卖所ChinaBeijingEquityExchange北京金融资产买卖所BeijingFinancialAssetsExchange备抵[会计]allowance[accounting]备兑期权coveredoption备兑权证coveredwarrant备兑认购期权coveredcall备考报表proformastatement备考全面摊薄市盈率proformafully